-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WgpfBRz5IP0fhdJS3NzvNKYVvpPeHRT3wxIdNufewKbDmEfWSSIRivqTzgV5Dw0T sPmoeteavdsiD2J+a2bD/w== 0001017062-00-000237.txt : 20000214 0001017062-00-000237.hdr.sgml : 20000214 ACCESSION NUMBER: 0001017062-00-000237 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20000211 GROUP MEMBERS: FLOYD S. REID GROUP MEMBERS: REID FLOYD S & RUTH L REID FAMILY TRUST DATED MARCH 30 1990 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KEITH COMPANIES INC CENTRAL INDEX KEY: 0001080922 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 330203193 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-57875 FILM NUMBER: 532460 BUSINESS ADDRESS: STREET 1: 2955 RED HILL AVENUE CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7146687001 MAIL ADDRESS: STREET 1: 2955 RED HILL AVENUE CITY: COSTA MESA STATE: CA ZIP: 92626 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: REID FLOYD S & RUTH L REID FAMILY TRUST DATED MARCH 30 1990 CENTRAL INDEX KEY: 0001105075 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2955 RED HILL ROAD CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7145400800 MAIL ADDRESS: STREET 1: 2955 RED HILL ROAD CITY: COSTA MESA STATE: CA ZIP: 92626 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ______)* THE KEITH COMPANIES, INC. ------------------------- (Name of Issuer) COMMON STOCK, $.001 PAR VALUE ----------------------------- (Title of Class of Securities) 487539 10 8 ----------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 487539 10 8 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. Floyd S. Reid and Ruth L. Reid Family Trust dated March 30, 1990 I.R.S. Identification Nos. of above persons (entities only). - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 0 Shares Bene- ----------------------------------------------------------------- ficially 6. Shared Voting Power 509,444 Owned by Each ----------------------------------------------------------------- Reporting 7. Sole Dispositive Power 0 Person With: ----------------------------------------------------------------- 8. Shared Dispositive Power 509,444 9. Aggregate Amount Beneficially Owned by Each Reporting Person 509,444 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) Not Applicable. 11. Percent of Class Represented by Amount in Row (9) 10% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- SCHEDULE 13G CUSIP No. 487539 10 8 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. Floyd S. Reid I.R.S. Identification Nos. of above persons (entities only). - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 0 Shares Bene- --------------------------------------------------------------- ficially 6. Shared Voting Power 509,444 Owned by Each --------------------------------------------------------------- Reporting 7. Sole Dispositive Power 0 Person With: --------------------------------------------------------------- 8. Shared Dispositive Power 509,444 9. Aggregate Amount Beneficially Owned by Each Reporting Person 509,444 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) Not Applicable. 11. Percent of Class Represented by Amount in Row (9) 10% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP No. 487539 10 8 -------------- Item 1. (a) Name of Issuer The Keith Companies, Inc. (b) Address of Issuer's Principal Executive Offices 2955 Red Hill Avenue Costa Mesa, CA 92626 Item 2. (a) Name of Person Filing This Schedule 13G is being jointly filed by each of the following persons pursuant to Rule 13d-1(k) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the "Act"); (i) Floyd S. Reid and Ruth L. Reid Family Trust Dated March 30, 1990 (the "Trust") and (ii) Floyd S. Reid, an individual, by virtue of their beneficial ownership of 509,444 shares of common stock of The Keith Companies, Inc. The Trust and Floyd S. Reid are hereinafter collectively referred to as the "Reporting Persons." The Reporting Persons have entered into an Agreement Regarding the Joint Filing of Schedule 13G, dated January 31, 2000, a copy of which is filed with this Schedule 13G as Exhibit A, pursuant to which the Reporting Persons have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act. The Reporting Persons may be deemed to constitute a "group" for purposes of Section 13(d)(3) of the Act. The Reporting Persons expressly disclaim that they have agreed to act as a group other than as described in this Schedule 13G. (b) Address of Principal Business Office or, if none, Residence 2955 Red Hill Avenue Costa Mesa, CA 92626 (c) Citizenship The Trust is a trust established under the laws of the State of California and Floyd S. Reid is a citizen of the United States. (d) Title of Class of Securities Common Stock, $.001 par value (e) CUSIP Number 487539 10 8 Item 3. If this statement is filed pursuant to (S)(S)240.13d-1(b) or 240.13d- 2(b) or (c), check whether the person filing is a: Not Applicable. Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 509,444 (b) Percent of class: 10% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 0 (ii) Shared power to vote or to direct the vote 509,444 (iii) Sole power to dispose or to direct the disposition of 0 (iv) Shared power to dispose or to direct the disposition of 509,444 Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 31, 2000 FLOYD S. REID AND RUTH L. REID FAMILY TRUST DATED MARCH 30, 1990 By: /s/ Floyd S. Reid ------------------------------------- Floyd S. Reid, Trustee Dated: January 31, 2000 /s/ Floyd S. Reid -------------------------------------- FLOYD S. REID, personally The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. EXHIBITS A. Agreement Regarding the Joint Filing of Schedule 13G dated January 31, 2000 EX-99.1 2 AGREEMENT REGARDING THE JOINT FILING EXHIBIT A AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. Date: January 31, 2000 -- /s/ Floyd S. Reid ________________________________ FLOYD S. REID THE FLOYD S. REID AND RUTH L. REID FAMILY TRUST DATED MARCH 30, 1990 /s/ Floyd S. Reid, Trustee By______________________________________ Floyd S. Reid, Trustee 1 -----END PRIVACY-ENHANCED MESSAGE-----